Job Search


 
Compliance , Forex/Binary , Legal
Location: Cyprus,Limassol
Reference: 2288
Date Posted: 14/02/2018
Head of Compliance
CareerFinders, on behalf of our client, a well-established and rapidly expanding CySEC Licensed Investment Firm with offices in Limassol, we are seeking to recruit a well-qualified and capable Head of Compliance.
Share To: 
Key Duties/Responsibilities:
 
  • Ongoing monitoring and oversight of regulatory development relevant to the activities of the company in Cyprus.
  • Informing relevant decision makers of the relevant legal and regulatory updates; providing quarterly reporting to the Board.
  • Communication with and reporting to CySEC.
  • Monitoring of the CySEC reporting schedule for all activities of the Company including Finance, Dealing and Customer facing i.e. complaints.
  • Revising procedures, reports etc. periodically to identify hidden risks or non-conformity issues.
  • Compliance monitoring quarterly review of all company operations, in line with the regulatory guidelines and audit findings.
  • Supervision of Customer Facing Department for complaints handling and verification.
  • Oversight and approval of any marketing materials.
  • Oversight and approval of any verification-related training.
  • Supervision of the AML Compliance Function, especially for client onboarding and verification.
  • Ensuring the company has appropriate structure and governance, of which CySEC is notified.
  • Approval of Corporate accounts & PEPs.
  • Cooperation with Legal Department on maintaining the company’s T&Cs up to date with the relevant legislation.
  • Cooperation with the Product and Ops team to ensure the Compliance function has the necessary reports required for ongoing monitoring.
  • Independent function, reporting directly to the Board.
  • Assess the business’s future ventures to identify possible compliance risks.
 
Key Skills/Experience:
 
  • University degree in Finance or Law.
  • A minimum of 3 years’ previous job experience in a related field.
  • Extensive knowledge and experience with MIFID directives & CySEC regulations.
  • Basic or Advanced CySEC certificate would be considered an advantage.
  • Open to creative solutions & business innovation; a team player.
  • Strong communication and presentation skills; must be comfortable to communicate with the senior management, directors and the regulator.
  • Strong verbal skills with full fluency in English with Greek being advantageous.
To apply for this vacancy, please send your CV, along with any covering letter to jobs@careerfinders.com.cy quoting the above job title. Please note that due to the high volumes of applications received only shortlisted applicants will be responded to.
Footer Logo - CareerFinders
 
CareerFinders Location Head Office
6th Floor, Athlos Building, 28 Nikis Avenue,
Nicosia, 1086, Cyprus. License 272 
  CareerFinders Telephone +357 22 002285
Follow on Social Media:  CareerFinders on FaceBook   CareerFinders on Twitter   CareerFinders on LinkedIn